MCT Internal audit

1. Audit principles to be followed include:

• Factual approach
• Ethics
• Independence
• Professional integrity

1. The objectives of an audit program are influenced by:

• Business continuity procedures
• Expectations of top management
• BCMS requirements
• Statutory and regulatory requirements
• Risks identified

2. The scope of the ISO 19011 standard, among other things, contains the:

• Audit program
• Audit requirements
• Auditor competence
• Audit activities

2. Traps to be avoided by an auditor:

• Sharing advice or opinions
• Careful listening
• Keeping people waiting for you
• Discretion
• Reading the audit questionnaire spep by step
• Neglecting the work place at the expense of the documentation

3. An internal audit is initiated, for example:

• When it is scheduled in the audit program
• Following the request of a department manager
• After a dysfunction in an activity
• Following a major evolution of a process

3. Auditee principles to follow include:

• Curiosity
• Confidentiality
• Remaining available
• Being benevolent and cooperative

4. Auditor principles to be followed, among other things, are:

• Factual approach
• Professional ethics
• Professional integrity
• Remaining available
• Confidentiality

4. The results of the process internal audit:

• Are management review outputs
• Are management review inputs
• Allow BCMS improvement opportunities to be found
• Are verifiable evidences

5. The audit client can be:

• Top management
• A customer
• The certification body
• A process owner

5. The extent of the audit program, among other things, depends on:

• Process complexity
• Risks identified
• Follow-up of previous audits
• Commercial policy
• Essential characteristics of products